Needham & Company, LLC

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• Needham and the compliance cost inside a research note

  A small-cap research note reaches an institutional investor as a few pages of argument, valuation and disclosure. It is valuable only if the machinery around it is credible: the right client receives it, the wrong client does not, the analyst work is real, the rating history can be reconstructed, the market data is licensed, the conference access is controlled, the email and portal routes are supervised, and the broker-dealer can prove later why the note was fit to distribute.

  主要記事公開日 2026-07-05