- UOB Kay Hian is one of Asia’s largest brokerage firms, offering a full suite of trading, wealth management, and advisory services across global markets.
- The firm delivers robust research support and has addressed past compliance issues, restoring its ability to sponsor IPOs.
UOB Kay Hian: A century of market leadership
UOB Kay Hian traces its lineage to the early 1900s when Khoo Kay Hian founded Kay Hian & Co. It merged with UOB Securities in 2000 to become the publicly listed UOB Kay Hian Holdings, with strong support from parent United Overseas Bank (UOB). Today, it operates over 80 branches globally, encompassing offices in Southeast Asia, Greater China, the UK, North America, and more.
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UOB Kay Hian: Comprehensive financial services
Acting under a Capital Markets Services licence in Singapore, UOB Kay Hian offers equity and derivatives trading, margin financing, CFDs, unit trusts, fixed income, robo-advisory, private wealth management, corporate advisory, and IPO sponsorship. Its UTRADE platform delivers seamless access to global markets and advanced trading tools.
UOB Kay Hian: Deep market insights and research
The firm provides in-house equity and sector research, with a strong presence in Singapore, Malaysia, Thailand, Indonesia, the Philippines, Hong Kong, and North America. Widely recognised for its thoughtful market insights, UOB Kay Hian supports informed investment decisions and portfolio construction.
UOB Kay Hian: Rebuilding trust after compliance setbacks
In 2022, UOB Kay Hian faced a S$375,000 fine from MAS for AML/CFT deficiencies. The MAS also temporarily barred it from managing new IPO mandates. After implementing remedial measures, the ban was lifted in October 2024.
